Pre-Agenda for Change Grading Guidance 

29 March 2004

This Grading Guidance Replaces Appendix B of AL(SP) 3/90

1. 1.1 This agreement concerns the grades available to employing authorities for use in departments and specialisms where assistant psychologists, clinical psychology trainees or clinical psychologists are required.

1.2 It is for employing authorities to determine, according to their management arrangements and the service being provided, the number of posts required and the grading of those posts within the grades available.

1.3 The grades are named for administrative and pay purposes. Employing authorities should use locally preferred titles to reflect the duties and responsibilities of posts.

2. 2.1 Staff should be placed on an incremental scale point available within the grade on the clinical psychologists' salary spine.

2.2 Selection of salary scale appropriate to each post in the main professional grade is at the discretion of employing authorities having taken appropriate advice, including advice from within the profession of clinical psychology.

3. 3.1 The guidance given below is intended for general application. The contribution required to be provided by the clinical psychologist will dictate the precise use of the scales available. In determining the scale applicable in each case the overriding consideration is that the responsibilities of a post must be commensurate with the scale assigned to it. Employing authorities should take into account the level of the grading factors set out in paragraph 7 below required to be exercised in the post, as well as the guidance in paragraphs 8 and 9 below. Employing authorities should obtain professional advice before creating any post at grade A or B. Advice on posts graded A could be given by a grade B in the relevant speciality. Advice on grade B posts should be given by a national assessor.

4. 4.1 A graduate with an approved degree in psychology who is qualified for the graduate basis for registration as a chartered psychologist.

4.2 A psychologist in this grade will be employed to perform prescribed psychological tasks within a department of clinical psychology. It is not a training grade. Such a psychologist should not be appointed or employed without the supervision of a qualified clinical psychologist.

4.3 No one may normally be employed in this grade for more than 3 years (whole time equivalent) without approval of the Joint Secretaries.

4.4 An assistant psychologist will be paid on a scale between points 12 and 16 inclusive on the clinical psychologists' pay spine. Employing authorities may initially appoint at any point on that scale.

5.
5.1 A psychologist who has the Graduate Basis for Registration of the British Psychological Society, who is participating in an approved course of training or meeting training requirements laid down by the Board of Examiners of the British Psychological society

who is working under the supervision of a qualified clinical psychologist who has at least two years whole time equivalent post qualification experience.

5.2 A psychologist who has the Graduate Basis for Registration of the British Psychological Society, who has successfully completed either a post-graduate course in educational psychology approved by the British Psychological Society or a post-graduate course in another relevant field of applied psychology as approved by the Committee for the Scrutiny of Individual Qualifications (CSICQ),

who has worked in those fields after qualification for less than the equivalent of two years whole time,

who is meeting the training requirements laid down by the Board of Examiners of the British Psychological Society

who is working under the supervision of a qualified clinical psychologist who has at least two years whole time equivalent post-qualification experience.

5.3 A trainee clinical psychologist will be paid at any point between point 17 and point 20 of the pay Spine. This will also apply from September 1993 to a trainee who, following a two-year training course, is completing their training by working for a third year under supervision. Relevant experience should be taken into account when assigning starting salary.

6. Posts above Trainee level can only be filled by qualified clinical psychologists, who have successfully completed a course of training of at least two years' duration, or three years duration from September 1993, approved by the Whitley Council or who hold the BPS Diploma in Clinical Psychology, or who hold a statement of equivalence issued by the British Psychological Society.

7. 7.1 Job descriptions must be used as a basis for determining grading of each post and they should be agreed with staff in post before posts are regraded. Each post shall be considered individually and reviewed as necessary. Within each grade it is for the employing authority to decide the appropriate pay scale or discretionary point for each post. The following factors must be taken into account in drawing up job descriptions. Each job should be considered individually. The list is not exhaustive and is not intended to be prescriptive:

7.1 (a) the size, complexity, range and level of the service managed or individually provided;

7.1 (b) the level of any specialist experience required;

7.1 (c) the extent to which the post carries duties outside the particular discipline, department or employing authority which may include wider management or planning duties or professional advisory roles;

7.1 (d) the extent to which the post carries responsibility for research, evaluation and development, or direction of those functions;

7.1 (e) the extent to which the post carries responsibility for teaching, training, clinical supervision of trainee clinical psychologists and other healthcare staff, or direction of those functions;

7.1 (f) the extent to which the post carries responsibility for providing clinical advice, interpretation or action;

7.1 (g) the extent of responsibility for resource management, planning or policy making.

8. 8.1 (a) This is the main professional grade and is available for clinical psychologists who have, prior to September 1993:

successfully completed an approved course of training of at least two years' duration;

been awarded the BPS Diploma in Clinical Psychology;

been issued with a statement from the British Psychological Society certifying that their training matches the requirements of British training (a "Statement of Equivalence").

From September 1993 entrants to Grade A will be required to have gained the qualifications and experience required for registration as a chartered clinical psychologist.

8.1 who has successfully completed either a post-graduate course in educational psychology approved by the British Psychological Society or a post-graduate course in another relevant field of applied psychology as approved by the Committee for the Scrutiny of Individual Clinical Qualifications (CSICQ),

who has worked in those fields after qualification for a minimum of two years (having worked for an average of 6 sessions or more a week during this period; 5 or less sessions being treated pro rata) shall also be eligible to take a grade A clinical psychology post, on a probationary basis, while meeting the training requirements laid down by the Board of Examiners of the British Psychological Society. Entry into Grade A on a permanent basis will depend on the psychologist meeting all the training requirements laid down by the British Psychological Society.

8.1 (c) It will be a requirement for entry into a post in the grade that a post is available and that an assessor review the qualifications of the individual under consideration as part of the appointment procedure.

8.2 The postholder will be paid on an individual scale which will consist of any three consecutive spine points within the 22 point range allocated to the grade. Guidance on allocation to salary scales is as follows:

8.2 (a) A clinical psychologist is in a post which has been designed to provide a range of suitable experience in preparation for work at a higher level. A recently qualified clinical psychologists will remain at this level until (s)he is assessed as being capable of undertaking the duties at a higher level. The postholder must have available the support and guidance of a psychologist at a higher level within this grade or in Grade B. The person providing this support and guidance need not work in the same clinical setting, but must be in a position from which it is possible to offer this effectively. Relevant experience should be taken into account when assigning starting salary.

8.2 (b) A clinical psychologist may not undertake supervision of trainee clinical psychologists unless they have at least two years whole time equivalent post qualification experience.

8.2 (c) A clinical psychologist may not undertake support and guidance of clinical psychologists at grade A points 20-24.

8.2 (d) A clinical psychologist is not expected to be responsible for making systematic service provision but is expected to be responsible for providing a service.

8.2 (e) It is expected that a clinical psychologist will still be gaining wider relevant experience, which may include further post qualification training.

8.2 (f) A clinical psychologist is not expected ~o be responsible for a largely autonomous and systematic service provision within a section of the service or department delegated to them.

8.2 (g) A clinical psychologist is not expected to be responsible for an entirely autonomous and systematic service provision within a section of the service or department delegated to them. The responsibilities of a clinical psychologist below this point should not include identifying service priorities and initiating developments within the section.

8.2 (h) A clinical psychologist is expected to be responsible for an entirely autonomous and systematic service provision within a section of the service or department delegated to them. The range of responsibilities may include identifying service priorities and initiating developments within the section.

This guidance must be used in conjunction with paragraph 7 above, and is not intended to be prescriptive.

9. 9.1 A qualified clinical psychologist Grade B will normally have substantial experience as a qualified clinical psychologist before moving into the grade. Psychologists who have successfully completed a course in educational psychology or relevant other professional applied psychology discipline and who wish to transfer to clinical psychology may be considered for a grade B post provided they already hold the British Psychological Society Diploma or have been issued by the BPS with a "Statement of Equivalence". Appointment as a qualified clinical psychologist grade B will normally be by open competition. It will be a requirement for entry into the grade that the experience, qualifications and performance of the individual under consideration are appropriately assessed. The employing authority may appoint to any point on the pay scale and there are five discretionary points which may be used as appropriate.

9.2 A qualified clinical psychologist Grade B must be in a post which requires the postholder to make a systematic provision of services within a District or Department and to advise management on the level of resources required and other matters; OR to provide a clinical service which requires a demonstrated capacity to make professional developments through teaching, research or service development and evaluation.

9.3 The postholder will be:

9.3 (a) a clinical psychologist occupying a post which carries responsibility for a major part, or the whole of a large clinical psychology service or department. Such responsibility may include responsibility for the provision of clinical psychology services for the whole of an employing authority, or regional specialities, and responsibility for staff who are not clinical psychologists;

AND/OR

9.3 (b) a clinical psychologist required to provide a service o an exceptionally high level of expertise, in any speciality, who may also be expected to be a significant resource to the wider healthcare system, without the level of managerial responsibility outlined in 9.3 (a) above;

OR

9.3 (c) a clinical psychologist occupying a post in which the major responsibility of the post is: to run an approved clinical psychology training course (Head of an in-service training course); or to run the health service component of a recognised university post graduate clinical psychology course; or to run courses of advanced or post-basic teaching and training of other professions;

OR

9.3 (d) a clinical psychologist who does not have the managerial responsibility specified above who has made and is continuing to make a recognised distinguished contribution to the furtherance and practice of clinical psychology. Such an appointment is subject to the prior approval of the Joint Secretaries.

9.4 Five salary increments are available above the top of the qualified clinical psychologist higher grade scale, to be awarded at the discretion of the employing authority, to recognise, for example, the magnitude of the population served and/or the provision of a highly specialised service on a supra-District, Regional or supra-Regional scale. These points are also available, with the prior approval of the Joint Secretaries, in recognition of an exceptionally distinguished contribution to the furtherance of clinical psychology or of practice in the field. If a decision is made to use these points, the minimum and maximum of the individual scale would be advanced by the number of points it is decided to award, and the position on the spine of a clinical psychologist in- such a post would be advanced by the same number of points. Except in cases graded under 9.3 (d) above, this type of scale advancement would be at the discretion of the employing authority and is not to be used for personal merit or individual performance in a post.

End of Appendix D

"Paragraph PTA 7020 is cancelled with effect from the date of this Advance Letter. Psychologists already appointed to clinical psychologist posts under the terms of paragraph 7020 of the PTA handbook shall continue to be employed as clinical psychologists."

Paragraph 8.1(b) of Appendix D to AL(SP)4/92 is amended to read as follows:

"8.1 (b) A psychologist - who has successfully completed either a postgraduate course in educational psychology approved by the British Psychological Society (BPS) or a postgraduate course also approved by the BPS in another relevant field of applied psychology, or a qualification in clinical psychology or applied psychology gained overseas, as approved by the Committee for the Scrutiny of Individual Qualifications (CSICQ); and

- who has worked in these fields after qualification for a minimum of two years (having worked for an average of 6 sessions or more a week during this period, 5 or less sessions being treated pro-rata);

- shall also be eligible to take a Grade A clinical psychology post, on a probationary basis, while meeting the training requirements by the Board of Examiners of the BPS. Entry into Grade A on a substantive basis will depend upon the psychologist meeting the relevant requirements set out in paragraph 8.1(a) above."

USE OF ASSESSORS

THE ROLE OF ASSESSORS IN GRADING AND APPOINTMENT PROCEDURES

1. Assessors should always come from outside the appointing employing authority and those who are NHS employees should be on salary scales higher than, or exceptionally equivalent to, that of the post to be filled. All assessors should of course be chosen having regard to their experience and knowledge in reference to the post to be filled. In addition to the following major roles they have a preliminary role in advising, in the light of the job description, on the correct grading of a post prior to advertisement.

a. Primary Role. The primary role of the assessors in short-listing and at a final selection interview is that through their experience and knowledge they will be able to advise the employing authority as to which candidates could undertake the duties of the post satisfactorily. They will be able to bring to the employing authority information about standards on a wider scale: for example, they will often be able to advise how applicants for a particular post compare generally with psychologists occupying similar posts elsewhere, and whether, if there has been a disappointing response, readvertisement could be expected to produce a better field. At the interview the assessor can be particularly valuable in guiding the questioning in such a way that the candidate is able to present to the selection panel an effective picture of his/her competence and the relevance of his/her qualifications, training and experience to the requirements of the post. Where there are two assessors it may be found convenient to arrange for one to open the questioning and the other to close it. In this way the assessors may most conveniently set the scene and clear any outstanding inconsistencies, confusion or gaps that may have developed. The assessor may also be required to conduct a review of the candidates' specific expertise where there is a considerable specialised activity involved in the responsibilities of the post concerned.

b. Secondary Role. In addition to the primary role described above the assessor may be asked by the employing authority to advise on which one of those considered suitable would be the best candidate for the post. This is not an essential part of the assessor's function and in some cases it may not be appropriate for him/her to express an opinion. Assessors should not have votes.

2. Where specified below, the assessors must be drawn from the national lists of assessors (held by the Health Departments) in the appropriate speciality; in selecting assessors the advice of the speciality adviser in the relevant section of the national assessors list should be sought.

COMPOSITION OF INTERVEWING PANELS FOR CLINICAL PSYCHOLOGISTS POSTS

3. For trainee posts, the selection panel should include both the Head of the training course (or their nominee) and a representative of the clinical supervisors associated with the course.

4. For posts in the main professional grade, Grade A, pay points 25 to 32 the selection panel may include an assessor, who must be graded A pay point 33 or above, from outside the employing authority.

5. For posts in the main professional grade, Grade A, on pay point 33 or above, the shortlisting and selection panel should include an assessor, who may either I) be from the relevant section of the national assessors list or ii) be a higher grade psychologist in that speciality from outside the region**, or iii) exceptionally by agreement with the relevant speciality adviser from the national list, e a Grade A psychologist above point 33 from outside the region**.

6. For posts in the higher grade, Grade B, the shortlisting and selection panel must include two assessors, who should both be from the relevant section of the national assessors list.

7. Selection panels should normally include the immediate superior clinical psychologist, or the District Head or Adviser, or Head of Department. Where the appointment has close associations with a University or other Institute of Higher Education, an additional member from the institution should be invited. Additional members appointment panels may be invited as needed, and may include medical members, and general managers for more senior posts.

2. CLINICAL PSYCHOLOGISTS

The introduction of the new grading structure for clinical psychologists in 1990, together with more flexible rules for entry into the grade, made it particularly important for employers, in the interests of maintaining high professional standards, to use assessors when making clinical psychologist appointments as indicated in this guidance, using national assessors for all grade B posts.

To assist employers in this, Annex III of Advance Letter (SP)3/90 contained guidance on the use of assessors and the composition of appointment panels for clinical psychologist posts. The guidance took account of Department of Health professional advice and it was subsequently revised to take account of feedback from the service. For ease of reference, it is again being issued with this 1994 list of assessors in clinical psychology.

2.1 Composition of Appointment Panels for Clinical Psychologist posts

Shortlisting and interviewing panels should comprise, apart from appropriate health authority personnel, the following:

i. for trainee posts, the selection panel should include both the head of the training course (or their nominee) and a representative of the clinical supervisors associated with the course;

ii. for posts in the main professional grade (grade A) which is covered by pay points 25 to 32, assessors (who must be graded at pay point 33 or above) may be brought in at the discretion of the employing authority, although it is recommended that there would be benefit in seeking
their advice;

iii. for posts in the main professional grade (grade A) on pay point 33 or above, the shortlisting and selection panel should include one assessor who may either be:

- from the relevant section of the national assessors list; or

- a higher grade psychologist in that speciality from outside the region**; or

- exceptionally, by agreement with the relevant speciality adviser from the national list, be a grade A psychologist above point 33 from outside the region**;

iv. for posts in the higher grade (grade B) the shortlisting and selection panel must include two assessors, at least one of whom should come from outside the region** where the appointment is being made. At least one assessor should be selected from the speciality relevant to the appointment being made, but the other assessor may come from another speciality. Assessors for posts with mixed responsibilities should be selected to reflect those responsibilities;

v. selection panels should normally include the immediate superior clinical psychologist, or the district head or adviser, or head of department. Where the appointment has close associations with a university or other institute of higher education, an additional member from the institution should be invited to sit on the panel.

2.3 How to use the National Assessors list for the appointment of Clinical Psychologists

Individual Assessors are listed under their speciality; for each speciality, advisers are marked *. These advisers may be approached by employers for advice on the most appropriate assessors for particular appointments. They are not expected to act as assessors any more than other assessors listed. Personnel officers are encouraged to approach assessors as soon as possible after the decision to advertise a post has been made.

Two national assessors are required for grade B posts. At least one assessor should come from outside the region** where the appointment is being made. At least one should be selected from the speciality relevant to the appointment being made, but the other assessor may come from another speciality. Assessors for posts with mixed responsibilities should be selected to reflect those responsibilities.

**region is interpreted by the lead assessors as a need to ensure lack of bias and independence on the part of assessors when providing advice

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